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Companies, Non-Profits and Independent Contractor Services

401(k) and Other Retirement Plan Services


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401(k) and Other Retirement Plan Services

Whether you are a business, non-profit or independent contractor we can help you with your retirement plan. This is a fast moving area with changing government rules and regulations that our broker dealer and other partners can help you keep compliant with.  As a fiduciary you need to monitor your plan looking out for the best interests of your plan participants.  We can help you feel comfortable that you are in control.

Here are some of the retirement services we provide:

  • Retirement Plan Type Decision
  • Plan Design
  • Record Keeper Search
  • TPA Search
  • Payroll Vendor Search
  • Plan Setup
  • Plan Implementation
  • Plan Conversion
  • Plan Monitoring
  • Fiduciary Compliance
  • Fund Monitoring
  • Compliance Tracking
  • Form 5500 filings
  • Participant Notices
  • Participant Education
  • Participant Support
  • Enrollment Meetings

Do You Need an Advisor?

Is your plan design working for you? How can you limit your liability related to the 401(k)? Download our brochure describing some of the benefits of working with a financial advisor.

Download our 401(k) Brochure

Business Services

We can help your business in multiple ways working through our broker dealer or other partners.  Here are some of our focus areas:

  • Portfolio Management
  • Endowment Management
  • Investment Risk Consulting
  • Exit Planning & Strategies
  • Buy-Sell Funding
  • Business/Key Man Insurance
  • Employee Benefit Packages
  • Group Life
  • Key Person Coverage
  • Executive Bonus Plans
  • Key Employee Retention Strategies
  • Key Person Coverage
  • Buy-Sell Funding
  • Business Succession Planning

Please call us for additional information.

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